Description

Type: String

Indicates type of miscellaneous fee.

Valid values:

  • 1 = Regulatory (e.g. SEC)
  • 2 = Tax
  • 3 = Local Commission
  • 4 = Exchange Fees
  • 5 = Stamp
  • 6 = Levy
  • 7 = Other
  • 8 = Markup
  • 9 = Consumption Tax
  • 10 = Per transaction
  • 11 = Conversion
  • 12 = Agent
  • 13 = Transfer Fee
  • 14 = Security Lending
  • 15 = Trade reporting

    Trade reporting [Elaboration: The fee charged to recover the cost of trade reporting, e.g. corporate bonds and structured products reported to FINRA TRACE.

  • 16 = Tax on principal amount
  • 17 = Tax on accrued interest amount
  • 18 = New issuance fee
  • 19 = Service fee
  • 20 = Odd lot fee
  • 21 = Auction fee
  • 22 = Value Added tax - VAT
  • 23 = Sales tax
  • 24 = Execution venue fee
  • 25 = Order or quote entry fee

    Order or quote submission fees per transaction.

  • 26 = Order or quote modification fee

    Order or quote modification fees per transaction.

  • 27 = Orders or quote cancellation fee

    Order or quote cancellation fees per transaction.

  • 28 = Market data access fee

    Fee for market data access.

  • 29 = Market data terminal fee

    Fee for market data terminal.

  • 30 = Market data volume fee

    Fee for market data per volume group.

  • 31 = Clearing fee

    Fee for clearing of trades.

  • 32 = Settlement fee

    Fee for settlement of trades.

  • 33 = Rebates

    Rebates offered to the client.

  • 34 = Discounts

    Discounts offered to the client.

  • 35 = Payments

    Other benefits offered to the client.

  • 36 = Non-monetary payments

    Non-monetary benefits offered to the client.

Used In