Description

Type: int

Identifies the type of owner.

Valid values:

  • 1 = Individual Investor
  • 2 = Public Company
  • 3 = Private Company
  • 4 = Individual Trustee
  • 5 = Company Trustee
  • 6 = Pension Plan
  • 7 = Custodian Under Gifts to Minors Act
  • 8 = Trusts
  • 9 = Fiduciaries
  • 10 = Networking Sub-account
  • 11 = Non-profit organization
  • 12 = Corporate Body
  • 13 = Nominee
  • 14 = Institutional customer
  • 15 = Combined

    Representing more than one type of beneficial owner account.

  • 16 = Member firm employee or associated person
  • 17 = Market making account
  • 18 = Proprietary account
  • 19 = Non-broker-dealer
  • 20 = Unknown beneficial owner type

    In the context of US CAT this is a non-broker-dealer foreign affiliate or non-reporting foreign broker-dealer.

  • 21 = Error account of firm
  • 22 = Firm agency average price account

Used In