| Tag |
Field Name |
Req'd |
Comments |
| 78 |
NoAllocs |
N |
Number of repeating AllocAccount (79)/AllocPrice (366) entries. |
| => |
79 |
AllocAccount |
N |
May be the same value as BrokerOfCredit if ProcessCode is step-out or soft-dollar step-out and Institution does not wish to
disclose individual account breakdowns to the ExecBroker. Required if NoAllocs > 0. Must be first field in repeating group.
Conditionally required except when for AllocTransType="Cancel", or when AllocType= "Ready-To-Book" or "Warehouse instruction".
|
| => |
661 |
AllocAcctIDSource |
N |
|
| => |
573 |
MatchStatus |
N |
|
| => |
366 |
AllocPrice |
N |
Used when performing "executed price" vs. "average price" allocations (e.g. Japan). AllocAccount plus AllocPrice form a unique
Allocs entry. Used in lieu of AllocAvgPx.
|
| => |
80 |
AllocQty |
N |
Conditionally required except when for AllocTransType="Cancel", or when AllocType= "Ready-To-Book" or "Warehouse instruction". |
| => |
467 |
IndividualAllocID |
N |
|
| => |
81 |
ProcessCode |
N |
|
| => |
Component Block - <NestedParties> |
N |
Insert here the set of "Nested Parties" (firm identification "nested" within additional repeating group) fields defined in
"Common Components of Application Messages"
Used for NestedPartyRole=BrokerOfCredit, ClientID, Settlement location (PSET), etc.
Note: this field can be used for settlement location (PSET) information.
|
| => |
208 |
NotifyBrokerOfCredit |
N |
|
| => |
209 |
AllocHandlInst |
N |
|
| => |
161 |
AllocText |
N |
Free format text field related to this AllocAccount |
| => |
360 |
EncodedAllocTextLen |
N |
Must be set if EncodedAllocText field is specified and must immediately precede it. |
| => |
361 |
EncodedAllocText |
N |
Encoded (non-ASCII characters) representation of the AllocText field in the encoded format specified via the MessageEncoding
field.
|
| => |
Component Block - <CommissionData> |
N |
Insert here the set of "CommissionData" fields defined in "Common Components of Application Messages" |
| => |
153 |
AllocAvgPx |
N |
AvgPx for this AllocAccount. For F/X orders, should be the "all-in" rate (spot rate adjusted for forward points) for this
allocation. For Fixed Income always express value as "percent of par".
|
| => |
154 |
AllocNetMoney |
N |
NetMoney for this AllocAccount
((AllocQty * AllocAvgPx) - Commission - sum of MiscFeeAmt + AccruedInterestAmt) if a Sell
((AllocQty * AllocAvgPx) + Commission + sum of MiscFeeAmt + AccruedInterestAmt) if a Buy
|
| => |
119 |
SettlCurrAmt |
N |
Replaced by AllocSettlCurrAmt |
| => |
737 |
AllocSettlCurrAmt |
N |
AllocNetMoney in AllocSettlCurrency for this AllocAccount if AllocSettlCurrency is different from "overall" Currency |
| => |
120 |
SettlCurrency |
N |
Replaced by AllocSettlCurrency
SettlCurrency for this AllocAccount if different from "overall" Currency. Required if SettlCurrAmt is specified.
|
| => |
736 |
AllocSettlCurrency |
N |
AllocSettlCurrency for this AllocAccount if different from "overall" Currency. Required if AllocSettlCurrAmt is specified. |
| => |
155 |
SettlCurrFxRate |
N |
Foreign exchange rate used to compute AllocSettlCurrAmt from Currency to AllocSettlCurrency |
| => |
156 |
SettlCurrFxRateCalc |
N |
Specifies whether the SettlCurrFxRate should be multiplied or divided |
| => |
742 |
AllocAccruedInterestAmt |
N |
Applicable for Convertible Bonds and fixed income |
| => |
741 |
AllocInterestAtMaturity |
N |
Applicable for securities that pay interest in lump-sum at maturity |
| => |
Component Block - <MiscFeesGrp> |
N |
|
| => |
Component Block - <ClrInstGrp> |
N |
|
| => |
780 |
AllocSettlInstType |
N |
Used to indicate whether settlement instructions are provided on this message, and if not, how they are to be derived.
Absence of this field implies use of default instructions.
|
| => |
Component Block - <SettlInstructionsData> |
N |
Insert here the set of "SettlInstructionsData" fields defined in "Common Components of Application Messages"
Used to communicate settlement instructions for this AllocAccount detail. Required if AllocSettlInstType = 2 or 3.
|
| => |
989 |
SecondaryIndividualAllocID |
N |
Can be used by an intermediary to specify an allocation ID assigned by the intermediary's system. |
| => |
1002 |
AllocMethod |
N |
Specifies the method under which a trade quantity was allocated. |
| => |
993 |
AllocCustomerCapacity |
N |
Can be used for granular reporting of separate allocation detail within a single trade report or allocation message. |
| => |
992 |
IndividualAllocType |
N |
|
| => |
1047 |
AllocPositionEffect |
N |
|
| => |
635 |
ClearingFeeIndicator |
N |
|
